Unclaimed
Alaa Shraim is a financial professional with over 15 years of experience in the financial services industry. Alaa currently works at PNC Capital Markets LLC where Alaa is a registered representative. Previously, Alaa worked at Credit Suisse Securities (USA) LLC. Alaa holds a Series 7, Series 24, Series 63, Series 79TO and SIE license. Alaa is licensed to provide financial advice in all 50 states, as well as Puerto Rico. Alaa is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/21/2010 - Present
PNC Capital Markets LLC (CHICAGO IL)
NY
09/03/2007 - 12/31/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 04/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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