Unclaimed
Alaa Hakki is a financial professional with over 35 years of experience in the financial services industry. Alaa is currently registered with Ameriprise Financial Services, LLC and has previously been registered with MML Investors Services, LLC and First Investors Corporation. Alaa is licensed to provide securities and investment advisory services in 19 states. Alaa has a broad range of experience in serving individual clients, corporations and various types of investment entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
07/06/2022 - Present
Ameriprise Financial Services, LLC (RICHMOND VA)
VA
12/01/1989 - 07/06/2022
MML INVESTORS SERVICES, LLC (Glen Allen VA)
NJ
05/15/1987 - 11/02/1989
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 04/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/14/1995
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/14/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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