Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Al? Claim Your ProfileAl Dominic Raia is a financial advisor who has been in the industry since 2003. Al is currently registered with Wells Fargo Advisors Financial Network, LLC and has branch office locations in Bethesda, MD and Red Bank, NJ. Al has a history of working with firms like Wells Fargo Clearing Services, LLC, Wachovia Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Al has passed the Uniform Investment Adviser Law Examination, Uniform Securities Agent State Law Examination, Securities Industry Essentials Examination, and General Securities Representative Examination. Al specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
05/10/2024 - Present
Wells Fargo Advisors Financial Network, LLC (BETHESDA MD)
NJ
03/20/2009 - 05/10/2024
WELLS FARGO CLEARING SERVICES, LLC (OAKHURST NJ)
NJ
06/02/2006 - 01/27/2009
WACHOVIA SECURITIES, LLC (RED BANK NJ)
NY
06/25/2001 - 06/25/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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