Unclaimed
Akshay Dhiman is a financial professional who is currently registered with Lazard Freres & Co. LLC in New York, NY. Akshay has been in the securities industry since 2008 and has a Series 7, Series 24, Series 63, SIE and Series 79TO licenses. Akshay was previously employed at J.P. MORGAN SECURITIES LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/08/2016 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
10/01/2008 - 09/06/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/08/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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