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Ako Matsuzaki

Smbc Nikko Securities America, Inc.

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About Ako Matsuzaki

Ako Matsuzaki is a financial advisor who has been in the industry since June 24, 2005. Ako is currently registered with Smbc Nikko Securities America, Inc., based in New York, NY. Ako has previously been employed by firms including Nomura Securities International, Inc., Credit Suisse Securities (USA) LLC, and Deutsche Bank Securities Inc.

Firm Information

Ako Matsuzaki is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ako Matsuzaki’s Registration & Firm History

NY

10/01/2013 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

CA

09/06/2011 - 09/16/2013

NOMURA SECURITIES INTERNATIONAL, INC. (SAN FRANCISCO CA)

CA

08/08/2005 - 07/30/2010

CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)

NY

04/08/2004 - 07/12/2005

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/20/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Ako Matsuzaki.
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