Unclaimed
Ako Matsuzaki is a financial advisor who has been in the industry since June 24, 2005. Ako is currently registered with Smbc Nikko Securities America, Inc., based in New York, NY. Ako has previously been employed by firms including Nomura Securities International, Inc., Credit Suisse Securities (USA) LLC, and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/01/2013 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
CA
09/06/2011 - 09/16/2013
NOMURA SECURITIES INTERNATIONAL, INC. (SAN FRANCISCO CA)
CA
08/08/2005 - 07/30/2010
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NY
04/08/2004 - 07/12/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 04/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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