Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Akiyoshi? Claim Your ProfileAkiyoshi Sugiyama is a financial professional with over 20 years of experience in the industry. Akiyoshi is currently a registered representative with Citigroup Global Markets Inc. Akiyoshi has also previously held positions at Goldman, Sachs & Co., J.P. Morgan Securities Inc., and Lehman Brothers Inc. Akiyoshi holds the Series 3, 4, 7, 10, 24, 55, and SIE licenses. Akiyoshi has experience in providing a variety of financial services including portfolio management, asset allocation advice, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/21/2011 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
09/20/2010 - 10/21/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/28/2010 - 08/30/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/21/2007 - 06/25/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/15/2002 - 05/09/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2002
Series 4 - Registered Options Principal Examination
BC
Issued 10/05/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2003
Series 3 - National Commodity Futures Examination
BC
Issued 07/13/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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