Unclaimed
Akir Alexander Gutierrez is a financial professional with over 27 years of experience in the securities industry. He is currently registered with Susquehanna Financial Group, Lllp in New York, NY and holds Series 7, 24, 63, 87, SIE, and 16 licenses. Akir Gutierrez's previous employers include DEUTSCHE BANK SECURITIES INC. and LEHMAN BROTHERS INC. Akir Gutierrez has been actively involved in the industry since August 21, 1995 and has held various positions at different financial institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/04/2010 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
NY
04/18/2006 - 05/10/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CA
08/22/1995 - 04/26/2006
LEHMAN BROTHERS INC. (SAN FRANCISCO CA)
BC
Issued 12/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 12/05/2023
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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