Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Akiko? Claim Your ProfileAkiko Amanda Nozaki is a securities professional with over 20 years of experience in the industry. Akiko has held registrations with both Investec Ernst & Company and Maxim Group LLC. Akiko holds Series 7 and Series 63 licenses. Akiko is currently registered with Maxim Group LLC in New York and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/23/2002 - Present
Maxim Group LLC (NEW YORK NY)
NY
07/09/2002 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
BC
Issued 12/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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