Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Akihiro? Claim Your ProfileAkihiro Kawara is a financial advisor registered with FINRA. Akihiro Kawara has been in the industry since June 2022. Akihiro Kawara is currently employed with Smbc Nikko Securities America, Inc. in NEW YORK, NY. Akihiro Kawara is registered to provide securities advice and services in all fifty states and is also registered with FINRA and the MSRB. Akihiro Kawara passed the Series 7TO, SIE, Series 63 and Series 24 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/14/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 02/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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