Unclaimed
Akihiko Mogi is a Registered Representative and Investment Advisor Representative with PFS Investments Inc. Akihiko has been in the securities industry for over 10 years. Akihiko Mogi is registered in California. PFS Investments Inc. is a registered investment advisor with over 3,500 employees, including investment advisor representatives and registered representatives. Akihiko Mogi provides financial planning and portfolio management for individuals. Akihiko Mogi's firm has over 8 billion dollars in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
10/12/2011 - Present
PFS Investments Inc. (CERRITOS CA)
IA
Issued 08/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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