Unclaimed
Akash Manish Vora is a registered representative with Mizuho Securities USA LLC, a broker-dealer regulated by FINRA. Akash Vora is also registered with the securities regulators in 52 states. Akash Vora passed the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7TO), and the Operations Professional Examination (Series 99TO). Akash Vora's previous employment was with Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/11/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
01/14/2023 - 04/02/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 02/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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