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Ajit Madhav Gogawale

CTC, LLC

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About Ajit Madhav Gogawale

Ajit Gogawale is a financial professional with over seven years of experience in the financial services industry. Ajit is a registered representative of CTC, LLC and holds the Series 24, Series 57TO, Series 56, and SIE licenses. Ajit has a strong background in trading and securities, having held several positions in the financial industry. Ajit is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Ajit Gogawale is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ajit Gogawale’s Registration & Firm History

IL

12/17/2015 - Present

CTC, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/12/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2015

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Ajit Madhav Gogawale.
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