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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ajaypal? Claim Your ProfileAjaypal Singh Sarkaria is a financial advisor with Fidelity Personal and Workplace Advisors. Ajaypal Singh Sarkaria has been in the industry since March 24, 2014 and is registered in Colorado, Massachusetts, New Jersey, Texas, and Utah. Ajaypal Singh Sarkaria has a Series 66, Series 10, Series 9, SIE and Series 7. Fidelity Personal and Workplace Advisors is a firm that provides financial planning, educational seminars and portfolio management for individuals and businesses. The firm has approximately $1 billion to $10 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
BOTH
Issued 5/8/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/13/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/15/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/25/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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