Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ajay? Claim Your ProfileAjay Vipin Shah is a registered representative at Deutsche Bank Securities Inc. Ajay has been in the industry since October 18, 1999 and has experience at several firms including UBS Securities LLC and Credit Suisse First Boston Corporation. Ajay is licensed in California and holds Series 7, 24, 63, 79TO and SIE licenses. The advisor specializes in Equity & Debt Research, Macro Research, Quant Strategy, Multi- Asset Research, and Catalyst Calls.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
06/16/2006 - Present
Deutsche Bank Securities Inc. (SAN FRANCISCO CA)
NY
01/13/2003 - 05/26/2006
UBS SECURITIES LLC (NEW YORK NY)
NY
09/02/1999 - 12/16/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 10/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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