Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ajay? Claim Your ProfileAjay Singh has been a registered securities representative since 1997. Ajay is currently registered with Finalis Securities LLC in New York, NY. Ajay has a diverse background in the financial industry, having worked with UBS Securities LLC, Macquarie Capital (USA) Inc., Credit Suisse First Boston Corporation, and Donaldson, Lufkin & Jenrette Securities Corporation. Ajay has held Series 7, Series 63, Series 79TO, and SIE licenses throughout his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/26/2024 - Present
Finalis Securities LLC (New York NY)
NY
06/11/2019 - 11/14/2023
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
08/26/2002 - 12/19/2018
UBS SECURITIES LLC (NEW YORK NY)
NY
12/18/2000 - 04/11/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
03/19/1999 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 05/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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