Unclaimed
Ajay Prakash is a financial professional with over 8 years of experience in the industry. Ajay holds a Series 63, SIE and Series 79 license. Ajay has been registered with Bofa Securities, Inc. since 8/30/2022. Prior to that, Ajay was employed at Natixis Securities Americas LLC and SG Americas Securities, LLC. Ajay's previous experience includes working at Natixis Securities Americas LLC in New York, NY and SG Americas Securities, LLC in Houston, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
08/30/2022 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
12/15/2015 - 10/01/2021
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
TX
01/06/2014 - 11/18/2015
SG AMERICAS SECURITIES, LLC (HOUSTON TX)
BC
Issued 03/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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