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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ajay? Claim Your ProfileAjay Kumar Sharma is an active financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Ajay holds licenses to provide investment advice in California and Texas. Ajay has experience in the financial industry since 2017 and previously worked for PFS Investments Inc., Morgan Stanley, E*TRADE Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ajay's current branch office is located in San Francisco, California. Ajay's practice provides financial planning, investment management, and other advisory services to individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/17/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
03/28/2023 - 08/23/2023
MORGAN STANLEY (Menlo Park CA)
CA
08/25/2022 - 08/23/2023
E*TRADE SECURITIES LLC (Menlo Park CA)
CA
09/11/2019 - 08/26/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)
CA
08/28/2017 - 07/22/2019
PFS INVESTMENTS INC. (SANTA CLARA CA)
IA
Issued 3/29/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/9/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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