linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ajay K Thomas

FHN Financial Securities Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ajay? Claim Your Profile

About Ajay K Thomas

Ajay K. Thomas is a financial professional with over 20 years of experience in the industry. Ajay is a registered representative with FHN Financial Securities Corp. and holds Series 7, 50, 52, 53, 54, 63, and 79 licenses. Prior to joining FHN Financial Securities Corp. Ajay was a registered representative with WILLIAM BLAIR, ROBERT W. BAIRD & CO. INCORPORATED, RAYMOND JAMES & ASSOCIATES, INC. and MORGAN STANLEY & CO. INCORPORATED. Ajay is currently registered in 11 states: Alabama, California, Connecticut, Florida, Georgia, Missouri, New York, North Carolina, Ohio, Tennessee, and Texas.

Firm Information

Ajay Thomas is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ajay Thomas’s Registration & Firm History

TX

08/18/2017 - Present

FHN Financial Securities Corp. (Austin TX)

TX

09/08/2014 - 08/02/2017

WILLIAM BLAIR (Austin TX)

TX

06/15/2012 - 09/08/2014

ROBERT W. BAIRD & CO. INCORPORATED (AUSTIN TX)

TX

05/03/2010 - 04/12/2012

RAYMOND JAMES & ASSOCIATES, INC. (AUSTIN TX)

TX

03/25/2003 - 04/28/2010

MORGAN STANLEY & CO. INCORPORATED (AUSTIN TX)

Not sure if Ajay K Thomas is right for you?

Licenses & Designations

BC

Issued 01/17/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/03/2019

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 05/09/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 03/21/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ajay K Thomas.
Not sure if Ajay K Thomas is right for you?