Unclaimed
Ajay Balaraman is a registered representative with Wells Fargo Securities, LLC. Ajay is licensed in California and has passed the Series 63, Series 79TO, and SIE exams. Ajay's registration date with Wells Fargo Securities, LLC is 8/7/2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/07/2023 - Present
Wells Fargo Securities, LLC (SAN FRANCISCO CA)
BC
Issued 07/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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