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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ajay? Claim Your ProfileAjay Masand has been in the financial services industry since 1987. Ajay is currently registered with Morgan Stanley in both the Broker-Dealer and Investment Adviser capacities. Ajay has a broad experience working with a variety of clients. This includes corporations, high-net-worth individuals, and institutions. Ajay is a skilled and experienced advisor who can help clients develop and implement financial plans to reach their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/07/2020 - Present
Morgan Stanley (Jericho NY)
NY
12/05/2008 - 05/18/2020
UBS FINANCIAL SERVICES INC. (GARDEN CITY NY)
NY
04/02/2007 - 12/08/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
10/30/1995 - 04/02/2007
MORGAN STANLEY DW INC. (GARDEN CITY NY)
NY
02/22/1990 - 11/07/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/09/1987 - 02/27/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/06/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/31/1991
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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