Unclaimed
Aissa Atienza has been in the financial services industry since May 10, 2002. Aissa is currently registered with J.p. Morgan Securities LLC and is actively involved in providing investment advice and financial planning services to individuals, businesses, and institutional clients. Aissa is a Series 6, 7 and 63 licensed representative with a solid track record of success in helping clients achieve their financial goals. Prior to joining J.p. Morgan Securities LLC, Aissa held positions with Pruco Securities, LLC., NYLIFE Securities LLC, NYLIFE Distributors LLC, and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/10/2016 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NJ
10/07/2013 - 05/05/2016
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
07/16/2008 - 07/25/2013
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
11/11/2003 - 07/17/2008
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
12/07/2001 - 09/24/2003
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 02/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2009
Series 7 - General Securities Representative Examination
BC
Issued 12/06/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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