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Aisha Haque

Neuberger Berman BD LLC

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About Aisha Haque

Aisha Haque is a financial advisor with over 30 years of experience in the industry. Aisha is currently registered with Neuberger Berman BD LLC and has been with the firm since 2008. Prior to that, Aisha was a registered representative with Lehman Brothers Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Aisha holds a Series 7, Series 24, Series 31 and Series 66 license and is also registered in several states. Aisha has experience in a variety of areas, including portfolio management for individuals and investment companies. Aisha is dedicated to providing her clients with personalized financial advice and guidance.

Firm Information

Aisha Haque is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Aisha Haque’s Registration & Firm History

NY

03/26/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

11/11/2004 - 09/24/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

03/01/1991 - 03/03/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/12/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/22/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2012

Series 31 - Futures Managed Funds Examination

BC

Issued 02/28/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Aisha Haque.
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