Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aisha? Claim Your ProfileAisha Abdul-mumin is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Aisha has been in the securities industry since July 14, 2019. Aisha is registered with the following securities authorities: Florida. Aisha is also a registered investment advisor in Florida. Aisha has passed the following exams: Series 66, Series 7TO, and SIE. Aisha has been employed by Merrill Lynch, Pierce, Fenner & Smith Inc. since February 2023. Aisha has been employed by Bank of America, N.A. since February 2023. Aisha has experience with other financial services, including those related to auto dealership. Aisha has specializations in 2, 3, 4, 5, and 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/07/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOCA RATON FL)
FL
07/15/2019 - 02/09/2023
EDWARD JONES (POMPANO BEACH FL)
BOTH
Issued 08/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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