Unclaimed
Ainsley Julian Borel is an investment advisor representative with Capital Client Group, Inc., in Los Angeles, CA. Ainsley has been working in the financial industry since October 2011. Ainsley is registered with FINRA and is also registered as an investment advisor representative in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
01/05/2021 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
IL
09/09/2016 - 11/10/2020
FORESIDE FUND SERVICES, LLC (Chicago IL)
FL
04/07/2016 - 09/06/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ST PETERSBURG FL)
IL
05/12/2011 - 12/01/2015
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
BC
Issued 06/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2012
Series 3 - National Commodity Futures Examination
BC
Issued 05/11/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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