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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aimee? Claim Your ProfileAimee Marie Caraballo has been an active financial advisor for over 26 years. Aimee has a wealth of experience in the financial services industry, working with a variety of clients including high-net-worth individuals, corporations, and pension and profit-sharing plans. Aimee currently works with B. Riley Wealth Advisors, Inc., a firm with over 377 investment advisor representatives. Prior to that, Aimee worked with RBC Capital Markets Corporation, Ferris, Baker Watts, LLC, Raymond James & Associates, Inc., and Roney & Co. Aimee has a broad range of experience in financial planning, portfolio management, and investment advisory services. Aimee holds a number of industry certifications, including the Series 7, Series 10, Series 63, and Series 65 exams. Aimee is dedicated to providing her clients with personalized financial advice and investment strategies to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
08/29/2022 - Present
B. Riley Wealth Advisors, Inc. (Beachwood OH)
OH
03/13/2009 - 10/15/2010
RBC CAPITAL MARKETS CORPORATION (BEACHWOOD OH)
OH
08/22/2000 - 03/13/2009
FERRIS, BAKER WATTS, LLC (BEACHWOOD OH)
FL
06/16/1998 - 09/14/2000
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
02/22/1996 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
IA
Issued 10/23/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/20/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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