Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aimee? Claim Your ProfileAimee Anzai has been in the financial services industry since March 18, 2013. Aimee is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC in California and Colorado. Aimee is also a registered representative with FINRA. Aimee holds the Series 66, Series 6TO, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/08/2021 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
07/08/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CO
11/20/2017 - 06/14/2021
PERSHING ADVISOR SOLUTIONS LLC (GREENWOOD VILLAGE CO)
CA
01/10/2017 - 08/16/2017
QUESTAR CAPITAL CORPORATION (FRESNO CA)
CO
04/08/2015 - 11/25/2016
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
01/09/2013 - 03/13/2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CA
09/05/2012 - 01/02/2013
UNIONBANC INVESTMENT SERVICES, LLC (TULARE CA)
BOTH
Issued 03/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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