Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aimee? Claim Your ProfileAimee Kathleen Holmes is a financial advisor currently registered with Raymond James & Associates, Inc. in Clive, IA. Aimee has been in the financial industry since December 2003 and has been registered with Raymond James & Associates, Inc. since September 2019. Previously, Aimee was employed at RBC CAPITAL MARKETS, LLC in Clive, IA and UBS FINANCIAL SERVICES INC. in West Des Moines, IA. Aimee has passed both the Series 66 and the Series 7 exams. Aimee specializes in providing financial planning, educational seminars, and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
09/05/2019 - Present
Raymond James & Associates, Inc. (Clive IA)
IA
08/13/2009 - 09/20/2019
RBC CAPITAL MARKETS, LLC (CLIVE IA)
IA
08/12/2006 - 09/02/2009
UBS FINANCIAL SERVICES INC. (WEST DES MOINES IA)
IA
12/03/2003 - 08/12/2006
PIPER JAFFRAY & CO. (WEST DES MOINES IA)
BOTH
Issued 07/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Aimee Holmes is the right advisor for you? Invested Better is here to help.
