Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aimee? Claim Your ProfileAimee Ellen Karol is a financial professional with over 40 years of experience in the financial services industry. Aimee is a Registered Representative of Wells Fargo Clearing Services, LLC, and holds a Series 7, Series 63, and Series 65 license. She is also a Certified Financial Planner. Aimee specializes in providing financial planning and investment management services to individuals and businesses. She is passionate about helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/10/2003 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
NY
10/22/1993 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/07/1988 - 11/16/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/18/1986 - 09/07/1988
HENRY F. SWIFT & CO.
NA
12/21/1982 - 08/21/1986
DEAN WITTER REYNOLDS INC.
IA
Issued 04/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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