Unclaimed
Aimee Oxley is a financial professional with over 25 years of experience in the industry. Aimee is currently registered with Cantor Fitzgerald & Co. and is a Series 7, Series 52TO, Series 53 and Series 63 licensed advisor. Aimee has held previous positions at Fidelity Brokerage Services LLC, Vining Sparks and NBC Capital Markets Group, Inc. Aimee is licensed in Tennessee and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
11/09/2020 - Present
Cantor Fitzgerald & Co. (MEMPHIS TN)
TN
11/16/2019 - 11/06/2020
FIDELITY BROKERAGE SERVICES LLC (GERMANTOWN TN)
TN
07/06/1999 - 07/18/2003
VINING SPARKS (MEMPHIS TN)
TN
11/21/1996 - 07/01/1999
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
BC
Issued 02/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/22/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/02/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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