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Aileen F Defroda

Ashton Thomas Securities, LLC

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About Aileen F Defroda

Aileen Defroda is a financial advisor with over 16 years of experience in the industry. Aileen currently works with Ashton Thomas Securities, LLC. Aileen has a wide range of experience working with both individuals and businesses, offering a variety of services. Aileen is registered in 12 states.

Firm Information

Aileen Defroda is currently registered with Ashton Thomas Securities, LLC. Ashton Thomas Securities, LLC is a Limited Liability Company, formed on January 8, 2024, and registered with the SEC. Based in Rochester, NY, the firm offers a range of financial advisory services including financial planning, pension consulting, and portfolio management for individuals. They are licensed to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm manages over $409 million in assets and has a team of over 50 licensed professionals.
Ashton Thomas Securities, LLC

200 CANAL VIEW BLVD.

ROCHESTER, NY 14623

$409.08M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Aileen Defroda’s Registration & Firm History

DE

10/21/2024 - Present

Ashton Thomas Securities, LLC (Wilmington DE)

VA

12/15/2015 - 08/09/2018

CAPITAL ONE INVESTING, LLC (MCLEAN VA)

DE

01/05/2015 - 12/09/2015

COMMONWEALTH FINANCIAL NETWORK (Greenville DE)

DE

09/10/2007 - 01/06/2015

INVEST FINANCIAL CORPORATION (WILMINGTON DE)

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Licenses & Designations

IA

Issued 03/27/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/02/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2016

Series 4 - Registered Options Principal Examination

BC

Issued 10/15/2014

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/19/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 12/01/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2008

Series 7 - General Securities Representative Examination

BC

Issued 09/07/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aileen F Defroda.
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