Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aijia? Claim Your ProfileAijia Ye is a registered representative with TD Securities (usa) LLC, located in New York, NY. Aijia has over 20 years of experience in the financial services industry. Aijia's previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, and Daiwa Securities America Inc. Aijia holds the Series 3, Series 7, and Series 63 licenses. Aijia is registered to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/04/2016 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
11/01/2010 - 10/20/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/30/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/26/2006 - 02/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/17/2004 - 05/15/2006
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
IL
04/18/2003 - 08/04/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 04/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2006
Series 3 - National Commodity Futures Examination
BC
Issued 04/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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