Unclaimed
Aichi Amemiya is a financial professional with over 10 years of experience in the securities industry. Aichi is currently registered with Nomura Securities International, Inc. as a Registered Representative. Aichi holds Series 7, Series 63 and SIE licenses. Aichi has been registered with FINRA since 2009. Aichi Amemiya is licensed to provide financial advice in all 50 U.S. states, as well as Puerto Rico. Aichi is also qualified to provide investment advisory services in all 50 U.S. states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
04/29/2009 - Present
Nomura Securities International, Inc. (NEW YORK NY)
BC
Issued 05/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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