Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ai-mei? Claim Your ProfileAi-mei Chen is a financial professional with over 15 years of experience in the financial services industry. Ai-mei is currently registered with Cetera Investment Services LLC and has been with the firm since 2019. Prior to joining Cetera, Ai-mei worked with HSBC Securities (USA) Inc., Citigroup Global Markets Inc. and CitiCorp Investment Services. Ai-mei holds a Series 7, 6, 63, and 26 license and is also a registered representative in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/26/2022 - Present
Cetera Investment Services LLC (MONTEREY PARK CA)
CA
10/21/2019 - 07/06/2020
CETERA INVESTMENT SERVICES LLC (INDUSTRY CA)
CA
06/27/2013 - 10/04/2017
CETERA INVESTMENT SERVICES LLC (ROWLAND HEIGHTS CA)
CA
06/02/2010 - 09/11/2012
HSBC SECURITIES (USA) INC. (TEMPLE CITY CA)
CA
05/29/2007 - 11/16/2009
CITIGROUP GLOBAL MARKETS INC. (ARCADIA CA)
CA
04/19/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (ARCADIA CA)
NY
07/17/2001 - 10/23/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
02/01/2000 - 05/10/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/10/1999 - 02/22/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 05/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/04/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/16/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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