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Ahu Demir

Ladenburg Thalmann & Co. Inc.

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About Ahu Demir

Ahu Demir is a financial advisor with Ladenburg Thalmann & Co. Inc., with over 5 years of experience in the financial services industry. Ahu has a Series 7, Series 63, Series 86, and Series 87 securities license. Ahu is registered in Florida, Massachusetts, and New York. Ahu previously worked at Noble Capital Markets, Inc. in Boca Raton, FL, Roth Capital Partners, LLC in New York, NY and Cantor Fitzgerald & Co. in New York, NY.

Firm Information

Ahu Demir is currently registered with Ladenburg Thalmann & Co. Inc.. Ladenburg Thalmann & Co. Inc. is a Corporation formed on December 3, 1971. The firm is approved and registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 36 regulatory events and 14 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ahu Demir’s Registration & Firm History

FL

05/07/2021 - Present

Ladenburg Thalmann & Co. Inc. (BOCA RATON FL)

FL

06/22/2018 - 03/22/2021

NOBLE CAPITAL MARKETS, INC. (BOCA RATON FL)

NY

01/05/2018 - 06/20/2018

ROTH CAPITAL PARTNERS, LLC (NEW YORK NY)

NY

08/14/2017 - 11/03/2017

CANTOR FITZGERALD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/23/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2018

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/13/2017

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/14/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ahu Demir.
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