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Ahren R. Schulz

Cetera Advisors LLC

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About Ahren R. Schulz

Ahren R. Schulz is a financial professional with over 20 years of experience in the industry. Ahren is currently registered with Cetera Advisors LLC in Lake Jackson, Texas. Prior to this, Ahren has held positions at several other firms including PRUCO SECURITIES, LLC., LPL FINANCIAL LLC, BBVA SECURITIES INC., BBVA COMPASS INVESTMENT SOLUTIONS, INC, GUARANTY BROKERAGE SERVICES, INC., WM FINANCIAL SERVICES, INC., and VAN KAMPEN FUNDS INC.. Ahren holds Series 6, Series 63, and SIE licenses.

Firm Information

Ahren Schulz is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ahren Schulz’s Registration & Firm History

TX

04/05/2023 - Present

Cetera Advisors LLC (Lake Jackson TX)

TX

04/13/2020 - 04/12/2023

PRUCO SECURITIES, LLC. (HOUSTON TX)

TX

11/09/2016 - 04/15/2020

LPL FINANCIAL LLC (LAKE JACKSON TX)

TX

05/16/2013 - 11/09/2016

BBVA SECURITIES INC. (HOUSTON TX)

TX

02/08/2010 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (FRIENDSWOOD TX)

TX

07/09/2007 - 12/23/2009

GUARANTY BROKERAGE SERVICES, INC. (ALVIN TX)

TX

12/06/2004 - 02/21/2006

WM FINANCIAL SERVICES, INC. (HOUSTON TX)

TX

10/08/1999 - 09/30/2003

VAN KAMPEN FUNDS INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 08/26/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ahren R. Schulz.
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