Invested Better
Unclaimed

Unclaimed

Unclaimed

Ahmad Moussa Fardos

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ahmad? Claim Your Profile

About Ahmad Moussa Fardos

Ahmad Moussa Fardos is a financial professional with experience in the securities industry. Ahmad has a Series 7, Series 63, Series 57TO and Series 99TO license and is currently registered with Mizuho Securities USA LLC. Ahmad has held previous roles at Paulson Investment Company LLC, Hold Brothers Capital LLC, Allied Millennial Partners, LLC, and Supreme Alliance LLC. Ahmad's experience spans a variety of financial services roles.

Firm Information

Ahmad Fardos is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ahmad Fardos’s Registration & Firm History

NY

09/06/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

06/11/2021 - 06/28/2021

PAULSON INVESTMENT COMPANY LLC (NEW YORK NY)

NY

05/14/2020 - 05/25/2021

HOLD BROTHERS CAPITAL LLC (NEW YORK NY)

NY

12/04/2019 - 12/16/2019

ALLIED MILLENNIAL PARTNERS, LLC (NEW YORK NY)

NC

09/28/2018 - 03/05/2019

SUPREME ALLIANCE LLC (CHARLOTTE NC)

Not sure if Ahmad Moussa Fardos is right for you?

Licenses & Designations

BC

Issued 06/08/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/30/2020

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Ahmad Moussa Fardos. Review regulatory record here.
Not sure if Ahmad Moussa Fardos is right for you?