Unclaimed
Ahmad Moghis Mian is a financial advisor with MML Investors Services, LLC and has been working in the financial industry for over 40 years. Ahmad is licensed to sell securities in 17 states including Missouri, Texas, Florida, and Illinois. Ahmad specializes in providing financial planning, asset allocation programs, and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MO
05/26/2017 - Present
MML Investors Services, LLC (Chesterfield MO)
MO
06/01/1987 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ST. LOUIS MO)
MO
06/01/1987 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (CHESTERFIELD MO)
NA
03/06/1987 - 05/18/1987
TRANSAMERICA SECURITIES SALES CORPORATION
NA
08/28/1985 - 05/11/1987
TRANSAMERICA FINANCIAL RESOURCES, INC.
NA
07/23/1983 - 09/10/1985
AETNA LIFE INSURANCE AND ANNUITY COMPANY
NA
04/10/1985 - 05/20/1985
AETNA FINANCIAL SERVICES, INC.
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/19/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/09/1983
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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