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Ahmad Ismail

Siebert Williams Shank & CO., LLC

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About Ahmad Ismail

Ahmad Ismail is a financial advisor with over 8 years of experience in the industry. Ahmad holds a Series 7, 52, 63, 79, 79TO, 52TO and SIE licenses and is currently registered with Siebert Williams Shank & CO., LLC. Ahmad has previously worked at BOFA SECURITIES, INC., SMBC NIKKO SECURITIES AMERICA, INC., and J.P. MORGAN SECURITIES LLC. Ahmad Ismail is registered to provide financial advice in New York.

Firm Information

Ahmad Ismail is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ahmad Ismail’s Registration & Firm History

NY

11/30/2022 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

NY

07/26/2022 - 11/21/2022

BOFA SECURITIES, INC. (NEW YORK NY)

NY

05/12/2015 - 08/25/2020

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

NY

10/15/2012 - 04/28/2015

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/08/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/02/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/02/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/06/2014

Series 7 - General Securities Representative Examination

BC

Issued 10/13/2012

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ahmad Ismail.
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