Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ahji? Claim Your ProfileAhji Ko is an investment advisor representative with Cetera Investment Advisers LLC. Ahji has been in the securities industry since February 16, 2000. Previously, Ahji was a registered representative with HSBC Securities (USA) Inc. Ahji Ko holds Series 63, 66, 7, 9, 10 and 24 licenses. Ahji Ko is also licensed in California, Connecticut, Florida, Georgia, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Oregon, Pennsylvania, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/31/2021 - Present
Cetera Investment Advisers LLC (FLUSHING NY)
NY
01/01/2005 - 10/17/2018
HSBC SECURITIES (USA) INC. (FLUSHING NY)
NY
12/04/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
02/17/2000 - 12/04/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 11/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/8/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/15/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/15/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/2/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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