Unclaimed
Ah jin Cho is a registered investment advisor representative with Citigroup Global Markets Inc., based in Fort Lee, New Jersey. Ah jin has been in the securities industry since 2011. Ah jin Cho holds Series 6, 7, 63 and 66 licenses and has experience providing financial planning, portfolio management, asset allocation advice and investment advisory services to individuals, corporations and institutions. Previous employers include J.P. Morgan Securities LLC and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/08/2021 - Present
Citigroup Global Markets Inc. (Fort Lee NJ)
NJ
10/01/2012 - 10/30/2021
J.P. MORGAN SECURITIES LLC (FORT LEE NJ)
NJ
06/19/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FORT LEE NJ)
NJ
12/15/2009 - 06/22/2011
CHASE INVESTMENT SERVICES CORP. (PALISADES PARK NJ)
BOTH
Issued 06/16/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/14/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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