Unclaimed
Agya Ram Saini is a financial professional with over 30 years of experience in the financial services industry. Agya is currently registered with PFS Investments Inc. and has been with the firm since October 8, 1992. Agya has a broad range of experience in the financial services industry. Agya holds a Series 6, 26, 63, and 65 license. Agya also holds the SIE exam certification. Agya is licensed in Alabama, Arizona, and California. Agya specializes in providing portfolio management services to individuals. Agya is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AZ
10/08/1992 - Present
PFS Investments Inc. (PHOENIX AZ)
IA
Issued 07/02/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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