Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Agustin? Claim Your ProfileAgustin Arroyo is an investment advisor representative, licensed in California, with a focus on providing financial advice to individuals, high-net-worth individuals, trusts/estates, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Agustin has been in the financial services industry since 2018. Agustin has a strong background in providing financial planning, asset allocation services, and portfolio management services. Agustin is currently registered with Ameriprise Financial Services, LLC. Previously, Agustin was associated with Charles Schwab & Co., INC, Cetera Advisor Networks LLC, and LPL Financial LLC. Agustin has a Series 7 and Series 66 license. Agustin has a passion for helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/21/2024 - Present
Ameriprise Financial Services, LLC (SAN MATEO CA)
CA
11/17/2021 - 05/06/2024
CHARLES SCHWAB & CO., INC. (Fremont CA)
CA
09/20/2019 - 08/09/2021
CETERA ADVISOR NETWORKS LLC (HALF MOON BAY CA)
CA
02/23/2018 - 08/26/2019
LPL FINANCIAL LLC (HALF MOON BAY CA)
BOTH
Issued 05/24/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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