Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Agnes? Claim Your ProfileAgnes Lew is a financial professional with over 20 years of experience in the financial services industry. Agnes is currently registered with Cetera Investment Services LLC in Pasadena, CA. Agnes has previously held positions with Primevest Financial Services, Inc., UVEST Financial Services Group, Inc., and ECAPITALIST FINANCIAL SERVICES, L.P.. Agnes holds a Series 7, Series 24, Series 27, Series 63, and Series 99TO. Agnes is licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/14/2013 - Present
Cetera Investment Services LLC (PASADENA CA)
CA
06/19/2007 - 09/04/2012
PRIMEVEST FINANCIAL SERVICES, INC. (IRVINE CA)
CA
01/06/2005 - 06/07/2007
UVEST FINANCIAL SERVICES GROUP, INC. (LOS ANGELES CA)
MN
02/14/2002 - 05/18/2004
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NY
09/17/1999 - 02/07/2002
ECAPITALIST FINANCIAL SERVICES, L.P. (NEW YORK NY)
BC
Issued 08/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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