Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Agnes? Claim Your ProfileAgnes Diaz is a financial professional with over 16 years of experience in the financial services industry. Agnes has a strong background in investment management, and is currently a registered representative with Neuberger Berman BD LLC. Prior to her current role, Agnes worked at Neuberger Berman Management LLC. Agnes is licensed to offer securities in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
01/05/2016 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
03/02/2007 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
BC
Issued 10/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2012
Series 24 - General Securities Principal Examination
BC
Issued 09/18/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/01/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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