Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Agnes? Claim Your ProfileAgnes Roach is a financial advisor with over 30 years of experience in the financial services industry. Agnes is a registered representative of LPL Financial LLC and offers a wide range of financial planning services to individuals, families, and businesses. Agnes is also a Certified Financial Planner. Prior to joining LPL Financial LLC, Agnes was a registered representative with CETERA ADVISOR NETWORKS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
11/15/2018 - Present
LPL Financial LLC (NORTHBROOK IL)
IL
01/04/1993 - 11/06/2018
CETERA ADVISOR NETWORKS LLC (GURNEE IL)
MA
12/21/1988 - 12/18/1992
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
MA
03/22/1984 - 12/31/1988
MUTUAL SERVICE CORPORATION (BOSTON MA)
BC
Issued 08/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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