Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Afua? Claim Your ProfileAfua Baadua Akompong is a financial professional with over 18 years of experience in the industry. Afua is currently registered with Pershing LLC in Pittsburgh, Pennsylvania. Afua has a wide range of experience in the financial services industry, having worked at several prominent firms including J.P. Morgan Securities LLC, BMO Capital Markets Corp., Citigroup Global Markets Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Afua holds several licenses and certifications, including Series 4, 7, 9, 10, 24, 52TO, and SIE, as well as the Uniform Combined State Law Examination (Series 66).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/24/2021 - Present
Pershing LLC (Pittsburgh PA)
IL
07/09/2019 - 05/11/2021
J.P. MORGAN SECURITIES LLC (Chicago IL)
IL
06/02/2017 - 06/17/2019
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
IL
04/17/2013 - 01/13/2016
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
09/22/2011 - 11/15/2012
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NY
06/01/2009 - 09/12/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
NY
05/23/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/02/2004 - 03/21/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
05/21/2003 - 08/02/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BOTH
Issued 02/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2013
Series 4 - Registered Options Principal Examination
BC
Issued 07/20/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/20/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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