Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Afton? Claim Your ProfileAfton Elizabeth Cape is a registered representative with American Enterprise Investment Services Inc. Afton has been in the securities industry since July 25, 2006. Afton is registered in Minnesota and holds the Series 7, Series 66 and SIE exams. Afton was previously registered with Ameriprise Financial Services, Inc. and Thrivent Investment Management Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
02/28/2018 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
MN
08/02/2011 - 02/28/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
07/06/2006 - 07/12/2011
THRIVENT INVESTMENT MANAGEMENT INC. (BLOOMINGTON MN)
BOTH
Issued 07/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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