Unclaimed
Afton Tarrant is a financial advisor at Fidelity Brokerage Services LLC. Afton is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 63 licenses, as well as the Securities Industry Essentials Examination (SIE). Afton has been in the securities industry since July 17, 2015, and has experience working with clients in a variety of states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/18/2015 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 08/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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