Unclaimed
Afshin Ensafdaran is a registered representative with Cabot Lodge Securities LLC in Albuquerque, NM. Afshin has been in the securities industry since 1996 and has held previous positions at IFS Securities, Summit Brokerage Services, Inc., LPL Financial Corporation and Mutual Service Corporation. Afshin holds Series 6 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NM
09/11/2019 - Present
Cabot Lodge Securities LLC (Albuquerque NM)
GA
10/05/2017 - 09/18/2019
IFS SECURITIES (ATLANTA GA)
NM
06/14/2010 - 08/29/2017
SUMMIT BROKERAGE SERVICES, INC. (ALBUQUERQUE NM)
NM
09/08/2009 - 06/15/2010
LPL FINANCIAL CORPORATION (ALBUQUERQUE NM)
NM
03/08/2000 - 09/08/2009
MUTUAL SERVICE CORPORATION (ALBUQUERQUE NM)
NY
04/09/1996 - 02/28/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 04/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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