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Afshin Ensafdaran

Cabot Lodge Securities LLC

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About Afshin Ensafdaran

Afshin Ensafdaran is a registered representative with Cabot Lodge Securities LLC in Albuquerque, NM. Afshin has been in the securities industry since 1996 and has held previous positions at IFS Securities, Summit Brokerage Services, Inc., LPL Financial Corporation and Mutual Service Corporation. Afshin holds Series 6 and Series 63 licenses.

Firm Information

Afshin Ensafdaran is currently registered with Cabot Lodge Securities LLC. Cabot Lodge Securities LLC is a Limited Liability Company formed in October 2011 and is registered in all 50 states and the District of Columbia. The firm has been subject to two Regulatory Events and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

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Fee Structure

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Afshin Ensafdaran’s Registration & Firm History

NM

09/11/2019 - Present

Cabot Lodge Securities LLC (Albuquerque NM)

GA

10/05/2017 - 09/18/2019

IFS SECURITIES (ATLANTA GA)

NM

06/14/2010 - 08/29/2017

SUMMIT BROKERAGE SERVICES, INC. (ALBUQUERQUE NM)

NM

09/08/2009 - 06/15/2010

LPL FINANCIAL CORPORATION (ALBUQUERQUE NM)

NM

03/08/2000 - 09/08/2009

MUTUAL SERVICE CORPORATION (ALBUQUERQUE NM)

NY

04/09/1996 - 02/28/2000

MONY SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/21/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Afshin Ensafdaran. Review regulatory record here.
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