Unclaimed
Afrin Ahmed is a registered investment advisor representative with Citigroup Global Markets Inc. Afrin has been in the industry since 1994 and has experience with a variety of firms. Afrin holds Series 6, 7, 63, and 66 securities licenses as well as the SIE exam. Afrin currently specializes in securities, mutual funds, variable annuities, fixed insurance, and retirement planning. Afrin is registered to provide investment advice in Arizona, California, and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/26/2020 - Present
Citigroup Global Markets Inc. (Northridge CA)
CA
05/29/2007 - 05/26/2010
CITIGROUP GLOBAL MARKETS INC. (BURBANK CA)
CA
12/16/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (BURBANK CA)
MO
09/20/2004 - 11/29/2004
FIRST BROKERAGE AMERICA, L.L.C. (CLAYTON MO)
CA
03/22/2001 - 08/06/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IL
05/01/1998 - 02/01/2001
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
IL
12/04/1997 - 03/04/1998
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
CA
01/31/1997 - 11/17/1997
FN INVESTMENT CENTER (SACRAMENTO CA)
WI
06/01/1993 - 01/31/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
BOTH
Issued 06/25/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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